DL Securities

Introduction

Welcome to DL Securities, a premier boutique investment bank offering a comprehensive range of financial services to high-net-worth individuals and corporate clients across Asia. Our expertise includes securities trading, financial advisory, investment research, and investment advisory services, all designed to meet the unique needs of our discerning clients. With a specialized focus on the Greater China region, we bring deep knowledge and extensive experience to every engagement, helping clients navigate complex financial markets and achieve their investment objectives. Trust us to provide expert guidance and personalized solutions that meet your specific needs.


Main Services



Global Capital Markets Business

We provide IPO financing, private equity financing, bond financing, structured product financing, and fund raising for corporate and institutional clients. Our commitment is to expand financing channels, reduce costs, and improve efficiency for our clients.

Global Securities Brokerage Business

We provide customers with one-stop trading services in global market, covering a wide range of product categories such as stocks, bonds and funds, etc., aiming to increasing liquidity and reducing transaction costs for customers.

Global Corporate Financing Advisory Business

We offer servicessuch as merger and acquisition advisory, financing advisory, and restructuring advisory to corporate clients. We also provide financial advisory and independent financial advisory services to Hong Kong-listed companies. Our commitment is to help clients seize industry integration opportunities, optimize financing solutions, strengthen corporate governance, and facilitate communication with regulatory authorities.

Global Investment Advisory Business

We offer investment advisory and research services to institutional and individual investors across various industries, including real estate, logistics, finance, technology, healthcare, entertainment, and retail. We manage multiple fixed income, equity, and alternative investment strategies. Our commitment is to seek high-quality investment solutions based on our client’s risk-return preferences.

Our Team

Joseph Lang
CEO

Mr. Lang is an American entrepreneur focused on the Greater China market. He possesses abundant entrepreneurial experience and has successfully raised capital for multiple ventures.

Mr. Lang is an American entrepreneur focused on the Greater China market. He possesses abundant entrepreneurial experience and has successfully raised capital for multiple ventures.
Mr. Lang has extensive experience in primary market financial advisory. He has worked as FA for many institutions in private equity investments of more than US$1 billion, including TME, Xiaomi, Uber, Lyft, DJI, Haidilao, BYTON, NIO and Grab.
Prior to joining DL Securities, Mr. Lang, as the founder, sold a pawn company to Greater China Financial Holdings Ltd (431.HK), a HKEX main board listed company, with a valuation of HK$150 million. Subsequently, he became a non-executive director of the listed company and led many M&A cases. During his service, the company's market value increased by more than 400% and reached US$1 billion dollars, and was successfully added to MSCI China small-cap stock index.
Prior to the pawn company, Mr. Lang was the co-founder of the Chinese A-share hedge fund "Lang Fund".
Mr. Lang holds a bachelor's degree in business administration from the University of Michigan.

Alex Sun
COO

Mr. Sun has extensive experience in M&A, private equity and loan investment.

Mr. Sun has extensive experience in M&A, private equity and loan investment.
Mr. Sun has led the M&A of a Hong Kong Main Board company that has led to the successful inclusion in the MSCI China Small and Medium Cap Index. He has also planned and implemented growth strategies and optimization measures for numerous Hong Kong publicly listed companies. He also managed funds that have invested in multiple companies listed in Hong Kong and US.
Prior to joining DL Securities, Mr. Sun worked at Bank of Communications for credit risk evaluation. He also has working experience in an international accounting firm.
Mr. Sun holds a bachelor’s degree in Accounting and Finance from Hong Kong Polytechnic University.

Kenty Wong
DL Securities Deputy CEO

Mr. Wong has over 20 years of experiences in securities brokerage business.

Mr. Wong has over 20 years of experiences in securities brokerage business, and contains comprehensive and in-depth knowledge of the front-line sales management, risk control, margin financing and back-office operation of securities brokerage.
Prior to joining DL Securities, Mr. Wong acted as Managing Director in CJS International and Zhongtai International, and was responsible of managing the business of securities brokerage.
Before that, Mr. Wong worked at China Tonghai Securities Limited (Former name was Quam Securities Limited) and Phillip Securities Group. He was mainly responsible of managing retail brokerage team and successfully developed and managed over 600 retail sales under his remarkable supervision and management.

Nathan Au
Managing Director / Head of Corporate Finance

Mr. Au has almost 10 years experience in corporate finance and capital market.

Mr. Au has almost 10 years’ experience in corporate finance and capital market.
Prior to joining DL Holdings Limited, Mr. Au was the co-founder of Draco Capital Limited, where completed a number of M&A transactions. Prior to joining Draco Capital Limited, Mr. Au was the Vice President of Haitong International Limited.
Mr. Au participated in numbers of FA and IFA transactions including SuChuan Gas (1430:HK); Anchorstone (1592:HK); Contel (1912:HK); DingYi (508:HK); TianYuan Health (557:HK) and etc.
Mr. Au participated in numbers of global and private placement including Amax Int. (959:HK); Ming Lam Hldgs (1106:HK); Golden Ponder (1783:HK); Prosperous IND(1731:HK); Man Shun Gp (1746:HK); Wan Leader (8482:HK) and etc.
Mr. Au holds a bachelor degree in Risk management and Finance from Monash University.

Tommy Cheng
Managing Director
Corporate Finance Division

Mr. Cheng has over 10 years of investment banking and corporate finance experiences and is currently a Responsible Officer approved by SFC.

Mr. Cheng has over 10 years of investment banking and corporate finance experiences and is currently a Responsible Officer approved by SFC. He has extensive experience in Pre-IPO advisory, IPO sponsor, merger & acquisition, corporate restructuring, asset injection and disposal, as well as various capital fund-raising activities of listed companies in Hong Kong.
Before joining DL Securities, Mr. Cheng was the senior vice president in investment banking department of GF Securities in Hong Kong, and the co-founder and director of Draco Capital Limited. Selected IPO transactions Mr. Cheng completed include GF Securities, Xinte Energy, Kingbo Strike, GreaterChina Professional Services, Chanceton Financial, Perfect Optronics, as well as listed companies’ financial advisory and independent financial advisory projects for China Shenhua, COFCO Packaging, China Industrial Securities International, China National Materials, Aluminum Corporation of China, HL Technology, Beijing Properties, Guangdong Yueyun Transportation, Beijing Jingcheng Machinery Electric and Skyworth Group, etc.
Mr. Cheng obtained a Bachelor’s degree in Business Administration (Finance) from City University of Hong Kong with First Class Honor.

Jeremy Park
Managing Director
(Private Markets)

Mr. Jeremy Park joined DL Holdings Group in 2023. He is the Managing Director of DL Securities and Head of Korea at DL Holdings Group.

Mr. Jeremy Park joined DL Holdings Group in 2023. He is the Managing Director of DL Securities and Head of Korea at DL Holdings Group. Mr. Park is a professional business management with more than 20 years of working experience in Korean financial market and Hong Kong.
Before joining DL holdings, Mr. Park served as a Managing Director and CEO of KB Securities Hong Kong, which is the subsidiaries of KB Financial Group, biggest Banking Group in Korea. Mr. Park is responsible for developing, operating and managing KB Securities Hong Kong, formulating new business strategy, diversifying business portfolio, business decision-making, hiring local experts and overall management.
His distinguished experience and networks develop and expands DL Group’s footprint into Korea to design and execute gate way for Korean investors and UHNW clients to Hong Kong and China.
Mr. Park holds an MBA from the University of Michigan and a bachelor’s degree in Business Administration from the Sogang University.

Sung Lee
Director
(Private Markets)

Mr. Lee has abundant experience in capital markets and entrepreneurship. Since joining DL Securities, he has advised a number of startups on early stage fundraising, key hires and strategic partnerships.

Mr. Lee has abundant experience in capital markets and entrepreneurship.
Since joining DL Securities, he has advised a number of startups on early stage fundraising, key hires and strategic partnerships.
Prior to joining DL Securities, he founded MADESPOKE, a company providing customized leather shoes with the use of 3D scanning technology and successfully secured a round of financing and listed its app on Apple App Store. Prior to founding MADESPOKE, he co-founded a business providing mobile sales of Korean and Mexican food and achieved revenue of more than US$1.2 million in its first year of business.
Before becoming an entrepreneur, Mr. Lee has worked at IBM as project manager.
Mr. Lee holds a Bachelor in Systems Science and Industrial Engineering and Minor in Economics from SUNY Binghamton University.

Our Track Record

  • Global Equity Capital Market
  • Global Debt Capital Market
  • Global Financial Adviser
Contel Technology
(1912.HK)



3.8 Million HKD
Right Share Placing Agent
11/2022
Swang Chai Chuan
(2321.HK)



6.1 Million HKD
Placing Agent
08/2022
Longhui International
(1007.HK)



18.2 Million HKD
New Share Placing Agent
08/2022
Elife Holdings
(223.HK)



13.7 Million HKD
New Share Placing Agent
05/2022
Prenetics
(ARTAU US)



20 Million USD
SPAC Placing Agent
05/2022
IWS International
(6663.HK)



25 Million HKD
New Share Placing Agent
11/2021
Sundy Service
(9608.HK)



3.6 Million HKD
Joint Lead Manager
01/2021
Modern Chi Med
(1643.HK)



IPO
Joint Lead Manager
01/2021
CGII Holdings
(1940.HK)



IPO
Joint Lead Manager
12/2020
Zensun Ent
(185.HK)



710 Million HKD
New Shares Placing Agent
12/2020
Sino Vision
(8086.HK)



24 Million HKD
New Shares Placing Agent
11/2020
True Partner
(8567.HK)



IPO
Placing Agent
10/2020
Zensun Ent
(185.HK)



Odd Lot Transaction Agency
07/2021
Tianlun Gas
(1600.HK)



Share Award Scheme
08/2021
K W NELSON GP
(8411.HK)



Share Inventive Plan
07/2021
Kang Qiao Service GP
(2205.HK)



IPO
Joint Bookrunner
06/2021
EEKA Fashion
(3709.HK)


200 Million HKD
Existing Shares and Top-up Subscription of New Shares Placing Agent
04/2021
Zhixin GP
(2187.HK)



2.8 Billion HKD
Right Share Placing Agent
11/2022
Dashan Edu
(9986.HK)



10 Million HKD IPO
Placing Agent
07/2020
Landrich Holding
(2132.HK)



130 Million HKD IPO
Joint Bookrunner
10/2020
China New Energy
(1156.HK)



81 Million HKD IPO
Joint Global Coordinator
Joint Bookrunner
07/2020
China Saftower
(8623.HK)



IPO
Joint Lead Manager
07/2020
Wan Kei
(1718.HK)



Share Award Scheme
Trustee
06/2020
Haina Intel
(1645.HK)



IPO
Joint Lead Manager
06/2020
Qingdao Jimo District Urban Development Investment

260 Million USD
Urban Investment Bond
Placing Agent
07/2022
Zensun Ent
(185.HK)


15 Million USD
High-yield Dollar Bond
Placing Agent
09/2021
China Communications
(1800.HK)

5 Million USD
High-yield Dollar Bond
Placing Agent
08/2021
Carrianna Holdings Ltd
(126.HK)

75 Million HKD
Convertible Bond
Sole Placing Agency
06/2021
E-House
(2048.HK)


2 Million USD
High-yield Dollar Bond
Placing Agent
12/2020
Sino-Ocean
(3377.HK)


12 Million USD
High-yield Dollar Bond
Placing Agent
12/2020
Yango Group
(000671.SZ)


20 Million USD
High-yield Dollar Bond
Placing Agent
12/2020
Yango Group
(000671.SZ)


8 Million USD
High-yield Dollar Bond
Placing Agent
12/2020
Sino-Ocean
(3377.HK)


1.5 Million USD
High-yield Dollar Bond
Placing Agent
07/2020
Jiangning Jingkai



5 Million USD
High-yield Dollar Bond
Placing Agent
07/2020
Risesun
(002146.SZ)



15 Million USD
High-yield Dollar Bond
Placing Agent
07/2020
Jinhui Holdings
(137.HK)



10 Million USD
High-yield Dollar Bond
Placing Agent
07/2020
China Grand Auto



3.5 Billion RMB
Private Placement Bond
Placing Agent
05/2020
Mingde Holding



137 Million RMB
Private Placement Bond
Placing Agent
04/2020
Risesun
(002146.SZ)



2 Million USD
High-yield Dollar Bond
Placing Agent
01/2020
Jinhui Holdings (137.HK)



8 Million USD
High-yield Dollar Bond
Placing Agent
01/2020
Shangrao Investment



8 Million EUR
High-yield EUR Bond
Placing Agent
10/2019
Mianyang Investment



24 Million EUR
High-yield EUR Bond
Placing Agent
09/2019
Jincheng Investment



13 Million USD
High-yield Dollar Bond
Placing Agent
09/2019
Dalian Deta



30 Million USD
High-yield Dollar Bond
Placing Agent
07/2019
VSTECS Holdings
(856.HK)



1 Billion HKD
Convertible Debt Financing Advisor
10/2017
Celestial Asia
(1049.HK)




Financial Adviser
02/2023
Hao Bai International
(8431.HK)




Financial Advisor
01/2023
SouthGobi Resources
(1878.HK)




Financial Advisor
12/2022
Datang Group
(2117.HK)




Financial Advisor
11/2022
1957&Co. (Hospitality)
(8495.HK)




Financial Advisor
09/2022
Longhui International
(1007.HK)



Share Consolidation
Financial Adviser
05/2022
Cornerstone Technologies
(8391.HK)


Related Party Transaction Financial Advisor
01/2022
Yorkey Optical
(2788.HK)

Listed Company Privatization Independent Financial Advisor
01/2022
Datang Group
(2117.HK)



Related Party Transaction Independent Financial Advisor
12/2021
C&D International
(1908.HK)



Related Party Transaction Independent Financial Advisor
11/2021
GR Properties
(108.HK)



Disclosable Related Party Financial Advisor
05/2021
China Investment Development
(204.HK)


Continuing Connected Transaction Financial Advisor
05/2021
China Food
(506.HK)



Continuing Connected Transaction Financial Advisor
05/2021
Yorkey Optical Inter national
(2788.HK)


Continuing Connected Transaction Financial Advisor
04/2021
China Kepei Edu
(1890.HK)



Related Party Transaction Financial Advisor
10/2020
Leader Edu
(1449.HK)



Financial Advisor
10/2020
Contel Tech
(1912.HK)



Financial Advisor
10/2020
Wan Kei
(1718.HK)



76 Million HKD M&A
Financial Advisor
12/2019
CPMC Holdings
(906.HK)



Continuing Connected Transaction Financial Advisor
11/2019
Sino Vision
(8086.HK)



80 Million HKD M&A
Financial Advisor
06/2019
Harmony Auto
(3836.HK)



Financial Advisor
06/2019
China Shenhua Energy
(1088.HK)



Continuing Connected Transaction Financial Advisor
05/2019
Mingwah Aohan High Tech
(8301.HK)



Financial Advisor
01/2019
C&D International Investment GP
(1908.HK)

Major Related Party Transaction
Financial Advisor
11/2018
CISI FIN
(6058.HK)



Continuing Connected Transaction Financial Advisor
05/2018

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Individual Account Opening FormDownload
Corporate Account Opening FormDownload
Professional Investor Assessment FormDownload
Funds Deposit and Withdraw FormDownload
Change Account Information FormDownload
Settlement InstructionDownload
Physical Scrip Deposit FormDownload
Physical Scrip Withdrawal FormDownload
Securities Trading Account AgreementDownload
Securities Borrowing and Lending AgreementDownload
Renew Account Information Form (For Global Trading Service)Download
Frequently Asked Questions on the HKD-RMB Dual Counter Trading ModelDownload

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