Welcome to DL Securities, a premier boutique investment bank offering a comprehensive range of financial services to Wealthy individuals and corporate clients across Asia. Our expertise includes securities trading, financial advisory, investment research, and investment advisory services, all designed to meet the unique needs of our discerning clients. With a specialized focus on the Greater China region, we bring deep knowledge and extensive experience to every engagement, helping clients navigate complex financial markets and achieve their investment objectives. Trust us to provide expert guidance and personalized solutions that meet your specific needs.
Main Services
Global Capital Markets Business
We provide IPO financing, private equity financing, bond financing, structured product financing, and fund raising for corporate and institutional clients. Our commitment is to expand financing channels, reduce costs, and improve efficiency for our clients.
Global Securities Brokerage Business
We provide customers with one-stop trading services in global market, covering a wide range of product categories such as stocks, bonds and funds, etc., aiming to increasing liquidity and reducing transaction costs for customers.
Global Corporate Financing Advisory Business
We offer servicessuch as merger and acquisition advisory, financing advisory, and restructuring advisory to corporate clients. We also provide financial advisory and independent financial advisory services to Hong Kong-listed companies. Our commitment is to help clients seize industry integration opportunities, optimize financing solutions, strengthen corporate governance, and facilitate communication with regulatory authorities.
Global Investment Advisory Business
We offer investment advisory and research services to institutional and individual investors across various industries, including real estate, logistics, finance, technology, healthcare, entertainment, and retail. We manage multiple fixed income, equity, and alternative investment strategies. Our commitment is to seek high-quality investment solutions based on our client’s risk-return preferences.
Our Team
Joseph Lang
CEO
Mr. Lang is an American entrepreneur focused on the Greater China market. He possesses abundant entrepreneurial experience and has successfully raised capital for multiple ventures.
Mr. Lang is an American entrepreneur focused on the Greater China market. He possesses abundant entrepreneurial experience and has successfully raised capital for multiple ventures. Mr. Lang has extensive experience in primary market financial advisory. He has worked as FA for many institutions in private equity investments of more than US$1 billion, including TME, Xiaomi, Uber, Lyft, DJI, Haidilao, BYTON, NIO and Grab. Prior to joining DL Securities, Mr. Lang, as the founder, sold a pawn company to Greater China Financial Holdings Ltd (431.HK), a HKEX main board listed company, with a valuation of HK$150 million. Subsequently, he became a non-executive director of the listed company and led many M&A cases. During his service, the company's market value increased by more than 400% and reached US$1 billion dollars, and was successfully added to MSCI China small-cap stock index. Prior to the pawn company, Mr. Lang was the co-founder of the Chinese A-share hedge fund "Lang Fund". Mr. Lang holds a bachelor's degree in business administration from the University of Michigan.
Alex Sun
COO
Mr. Sun has extensive experience in M&A, private equity and loan investment.
Mr. Sun has extensive experience in M&A, private equity and loan investment. Mr. Sun has led the M&A of a Hong Kong Main Board company that has led to the successful inclusion in the MSCI China Small and Medium Cap Index. He has also planned and implemented growth strategies and optimization measures for numerous Hong Kong publicly listed companies. He also managed funds that have invested in multiple companies listed in Hong Kong and US. Prior to joining DL Securities, Mr. Sun worked at Bank of Communications for credit risk evaluation. He also has working experience in an international accounting firm. Mr. Sun holds a bachelor’s degree in Accounting and Finance from Hong Kong Polytechnic University.
Kenty Wong
DL Securities Deputy CEO
Mr. Wong has over 20 years of experiences in securities brokerage business.
Mr. Wong has over 20 years of experiences in securities brokerage business, and contains comprehensive and in-depth knowledge of the front-line sales management, risk control, margin financing and back-office operation of securities brokerage. Prior to joining DL Securities, Mr. Wong acted as Managing Director in CJS International and Zhongtai International, and was responsible of managing the business of securities brokerage. Before that, Mr. Wong worked at China Tonghai Securities Limited (Former name was Quam Securities Limited) and Phillip Securities Group. He was mainly responsible of managing retail brokerage team and successfully developed and managed over 600 retail sales under his remarkable supervision and management.
Nathan Au
Managing Director / Head of Corporate Finance
Mr. Au has almost 10 years experience in corporate finance and capital market.
Mr. Au has almost 10 years’ experience in corporate finance and capital market. Prior to joining DL Holdings Limited, Mr. Au was the co-founder of Draco Capital Limited, where completed a number of M&A transactions. Prior to joining Draco Capital Limited, Mr. Au was the Vice President of Haitong International Limited. Mr. Au participated in numbers of FA and IFA transactions including SuChuan Gas (1430:HK); Anchorstone (1592:HK); Contel (1912:HK); DingYi (508:HK); TianYuan Health (557:HK) and etc. Mr. Au participated in numbers of global and private placement including Amax Int. (959:HK); Ming Lam Hldgs (1106:HK); Golden Ponder (1783:HK); Prosperous IND(1731:HK); Man Shun Gp (1746:HK); Wan Leader (8482:HK) and etc. Mr. Au holds a bachelor degree in Risk management and Finance from Monash University.
Tommy Cheng
Managing Director Corporate Finance Division
Mr. Cheng has over 10 years of investment banking and corporate finance experiences and is currently a Responsible Officer approved by SFC.
Mr. Cheng has over 10 years of investment banking and corporate finance experiences and is currently a Responsible Officer approved by SFC. He has extensive experience in Pre-IPO advisory, IPO sponsor, merger & acquisition, corporate restructuring, asset injection and disposal, as well as various capital fund-raising activities of listed companies in Hong Kong. Before joining DL Securities, Mr. Cheng was the senior vice president in investment banking department of GF Securities in Hong Kong, and the co-founder and director of Draco Capital Limited. Selected IPO transactions Mr. Cheng completed include GF Securities, Xinte Energy, Kingbo Strike, GreaterChina Professional Services, Chanceton Financial, Perfect Optronics, as well as listed companies’ financial advisory and independent financial advisory projects for China Shenhua, COFCO Packaging, China Industrial Securities International, China National Materials, Aluminum Corporation of China, HL Technology, Beijing Properties, Guangdong Yueyun Transportation, Beijing Jingcheng Machinery Electric and Skyworth Group, etc. Mr. Cheng obtained a Bachelor’s degree in Business Administration (Finance) from City University of Hong Kong with First Class Honor.
Jeremy Park
Managing Director (Private Markets)
Mr. Jeremy Park joined DL Holdings Group in 2023. He is the Managing Director of DL Securities and Head of Korea at DL Holdings Group.
Mr. Jeremy Park joined DL Holdings Group in 2023. He is the Managing Director of DL Securities and Head of Korea at DL Holdings Group. Mr. Park is a professional business management with more than 20 years of working experience in Korean financial market and Hong Kong. Before joining DL holdings, Mr. Park served as a Managing Director and CEO of KB Securities Hong Kong, which is the subsidiaries of KB Financial Group, biggest Banking Group in Korea. Mr. Park is responsible for developing, operating and managing KB Securities Hong Kong, formulating new business strategy, diversifying business portfolio, business decision-making, hiring local experts and overall management. His distinguished experience and networks develop and expands DL Group’s footprint into Korea to design and execute gate way for Korean investors and Wealthy clients to Hong Kong and China. Mr. Park holds an MBA from the University of Michigan and a bachelor’s degree in Business Administration from the Sogang University.
Sung Lee
Director (Private Markets)
Mr. Lee has abundant experience in capital markets and entrepreneurship. Since joining DL Securities, he has advised a number of startups on early stage fundraising, key hires and strategic partnerships.
Mr. Lee has abundant experience in capital markets and entrepreneurship. Since joining DL Securities, he has advised a number of startups on early stage fundraising, key hires and strategic partnerships. Prior to joining DL Securities, he founded MADESPOKE, a company providing customized leather shoes with the use of 3D scanning technology and successfully secured a round of financing and listed its app on Apple App Store. Prior to founding MADESPOKE, he co-founded a business providing mobile sales of Korean and Mexican food and achieved revenue of more than US$1.2 million in its first year of business. Before becoming an entrepreneur, Mr. Lee has worked at IBM as project manager. Mr. Lee holds a Bachelor in Systems Science and Industrial Engineering and Minor in Economics from SUNY Binghamton University.
Our Track Record
Global Equity Capital Market
Global Debt Capital Market
Global Financial Adviser
Contel Technology (1912.HK)
3.8 Million HKD
Right Share Placing Agent
11/2022
Swang Chai Chuan (2321.HK)
6.1 Million HKD
Placing Agent
08/2022
Longhui International (1007.HK)
18.2 Million HKD
New Share Placing Agent
08/2022
Elife Holdings (223.HK)
13.7 Million HKD
New Share Placing Agent
05/2022
Prenetics (ARTAU US)
20 Million USD
SPAC Placing Agent
05/2022
IWS International (6663.HK)
25 Million HKD
New Share Placing Agent
11/2021
Sundy Service (9608.HK)
3.6 Million HKD
Joint Lead Manager
01/2021
Modern Chi Med (1643.HK)
IPO
Joint Lead Manager
01/2021
CGII Holdings (1940.HK)
IPO
Joint Lead Manager
12/2020
Zensun Ent (185.HK)
710 Million HKD
New Shares Placing Agent
12/2020
Sino Vision (8086.HK)
24 Million HKD
New Shares Placing Agent
11/2020
True Partner (8567.HK)
IPO
Placing Agent
10/2020
Zensun Ent (185.HK)
Odd Lot Transaction Agency
07/2021
Tianlun Gas (1600.HK)
Share Award Scheme
08/2021
K W NELSON GP (8411.HK)
Share Inventive Plan
07/2021
Kang Qiao Service GP (2205.HK)
IPO
Joint Bookrunner
06/2021
EEKA Fashion (3709.HK)
200 Million HKD
Existing Shares and Top-up Subscription of New Shares Placing Agent
04/2021
Zhixin GP (2187.HK)
2.8 Billion HKD
Right Share Placing Agent
11/2022
Dashan Edu (9986.HK)
10 Million HKD IPO
Placing Agent
07/2020
Landrich Holding (2132.HK)
130 Million HKD IPO
Joint Bookrunner
10/2020
China New Energy (1156.HK)
81 Million HKD IPO
Joint Global Coordinator Joint Bookrunner
07/2020
China Saftower (8623.HK)
IPO
Joint Lead Manager
07/2020
Wan Kei (1718.HK)
Share Award Scheme
Trustee
06/2020
Haina Intel (1645.HK)
IPO
Joint Lead Manager
06/2020
Qingdao Jimo District Urban Development Investment
260 Million USD
Urban Investment Bond Placing Agent
07/2022
Zensun Ent (185.HK)
15 Million USD
High-yield Dollar Bond Placing Agent
09/2021
China Communications (1800.HK)
5 Million USD
High-yield Dollar Bond Placing Agent
08/2021
Carrianna Holdings Ltd (126.HK)
75 Million HKD
Convertible Bond Sole Placing Agency
06/2021
E-House (2048.HK)
2 Million USD
High-yield Dollar Bond Placing Agent
12/2020
Sino-Ocean (3377.HK)
12 Million USD
High-yield Dollar Bond Placing Agent
12/2020
Yango Group (000671.SZ)
20 Million USD
High-yield Dollar Bond Placing Agent
12/2020
Yango Group (000671.SZ)
8 Million USD
High-yield Dollar Bond Placing Agent
12/2020
Sino-Ocean (3377.HK)
1.5 Million USD
High-yield Dollar Bond Placing Agent
07/2020
Jiangning Jingkai
5 Million USD
High-yield Dollar Bond Placing Agent
07/2020
Risesun (002146.SZ)
15 Million USD
High-yield Dollar Bond Placing Agent
07/2020
Jinhui Holdings (137.HK)
10 Million USD
High-yield Dollar Bond Placing Agent
07/2020
China Grand Auto
3.5 Billion RMB
Private Placement Bond Placing Agent
05/2020
Mingde Holding
137 Million RMB
Private Placement Bond Placing Agent
04/2020
Risesun (002146.SZ)
2 Million USD
High-yield Dollar Bond Placing Agent
01/2020
Jinhui Holdings (137.HK)
8 Million USD
High-yield Dollar Bond Placing Agent
01/2020
Shangrao Investment
8 Million EUR
High-yield EUR Bond Placing Agent
10/2019
Mianyang Investment
24 Million EUR
High-yield EUR Bond Placing Agent
09/2019
Jincheng Investment
13 Million USD
High-yield Dollar Bond Placing Agent
09/2019
Dalian Deta
30 Million USD
High-yield Dollar Bond Placing Agent
07/2019
VSTECS Holdings (856.HK)
1 Billion HKD
Convertible Debt Financing Advisor
10/2017
Celestial Asia (1049.HK)
Financial Adviser
02/2023
Hao Bai International (8431.HK)
Financial Advisor
01/2023
SouthGobi Resources (1878.HK)
Financial Advisor
12/2022
Datang Group (2117.HK)
Financial Advisor
11/2022
1957&Co. (Hospitality) (8495.HK)
Financial Advisor
09/2022
Longhui International (1007.HK)
Share Consolidation
Financial Adviser
05/2022
Cornerstone Technologies (8391.HK)
Related Party Transaction Financial Advisor
01/2022
Yorkey Optical (2788.HK)
Listed Company Privatization Independent Financial Advisor
01/2022
Datang Group (2117.HK)
Related Party Transaction Independent Financial Advisor
12/2021
C&D International (1908.HK)
Related Party Transaction Independent Financial Advisor
The financial market data, quotes, news, messages, research, and other information (including text, charts, graphics, videos) provided on this website (referred to as "Information") are the property of DL Securities (Hong Kong) Limited and its subsidiaries (referred to as "DL Securities"), its information providers, or their licensors, and are protected by applicable copyright laws. The information may not be copied, transmitted, disseminated, sold, distributed, published, broadcasted, circulated, stored for subsequent use, or used for any commercial purposes without the prior written consent of DL Securities.
DL Securities endeavors to ensure that the information provided on this website is accurate and reliable. However, DL Securities, its information providers, and their licensors make no representation, warranty, or guarantee that such information is accurate, complete, timely, reliable, or suitable for any particular purpose. There may be errors, omissions, or delays in the delivery, receipt, and confirmation of data, information, and execution instructions, or the price of execution instructions may differ from the price displayed at the time of the instruction or from the service. In addition, there are other risks such as unauthorized access, tampering, alteration, or modification of the service or the systems, hardware, and software used or incorporated in the service, which may result in the data and information, including personal information, being accessed, manipulated, extracted, stolen, or lost. DL Securities, its information providers, and their licensors shall not be liable for any civil tort liability, contractual liability, or any other liability arising from your use of this website or reliance on any information or service provided on this website. Under no circumstances shall DL Securities, its information providers, or licensors be liable to you or any third party for any loss of profits or loss of opportunities, or any indirect, special, incidental, or punitive damages, even if DL Securities, information providers, or licensors have been advised of the possibility of such damages.
The information or opinions published on this website are for reference only and are not intended to constitute any form of offer, solicitation, recommendation, or representation for the purchase or sale of any mentioned shares, stocks, or other securities.
DL Securities reserves the right to terminate or change the information, products, or services provided on this website without prior notice. DL Securities and its employees, analysts, or directors may provide investment, advisory, or other services to the companies mentioned in the information content or buy or sell (whether as principal or agent) and own securities of the companies mentioned in the website information. Employees, analysts, or directors of DL Securities may also serve as directors of the companies mentioned in the website information.
This website does not constitute an offer or solicitation of securities, products, or services in any jurisdiction (including but not limited to the United States and the United Kingdom) where such offer or sale of securities, products, or services is not authorized or exempt from regulation or prohibited by law. Furthermore, not all countries may have access to the securities, products, or services provided on this website.
The services offered on this website are primarily intended for residents of Hong Kong and may not be applicable in other jurisdictions. Any person accessing the information on this website is responsible for complying with all applicable laws and regulations of the relevant jurisdiction. If you have any questions regarding any information contained on this website, investors should consult their legal, accounting, or other professional advisors for advice.
Collection of Information
Some additional information may be gathered through the use of "cookies". "Cookies" are files containing a small amount of information that are automatically stored in the internet browser of the visitor's computer for the purpose of retrieving information by this website. "Cookies" only collect anonymous visitor information and do not store personal information of customers.
When customers log in to the online trading system and mobile trading platform, their internet browsers will store the company's unique "cookies" files. It is a common practice to enhance the Internet trading and mobile trading service experience. If "cookies" are not used, customers may need to re-enter their login credentials (username and password) when browsing each page of the online trading and mobile trading platforms. "Cookies" will expire when customers log out.
Should you wish to disable "cookies," you may do so by changing the setting of your browser. However, you may be unable to log into our Internet trading and mobile trading platform.
Customer confidentiality is our priority and we do, at all times, observe all the applicable law including Personal Data (Privacy) Ordinance in collecting, maintaining and using customers' data. For details, please refer to our “Personal information collection and Privacy Policy”.
The term "the Company" used in the above disclaimer refers to DL Securities (Hong Kong) Limited.
T : +852 3890 2900
E : info@dl-holdings.com
Headquarter: DL Tower, 92 Wellington Street, Central, Hong Kong
德林控股集團有限公司 DL HOLDINGS GROUP LIMITED
(Incorporated in the Cayman Islands with limited liability)
(Stock Code: 1709.HK)
Important statement:
Statement on the fraudulent use of the name "DL Holdings Group Limited" for false propaganda and illegal business
DL Holdings Group Limited (1709.HK) has recently become aware of the fraudulent use of the company's name for illegal activities in Mainland China and Hong Kong SAR. The company has discovered that certain individuals are using the names "DL Family Office" and "DL New Economy Research Institute" for brand impersonation, network fraud, false product promotion, and other unlawful activities.
DL Holdings hereby solemnly declares that it has never authorized any company, organization, or individual in Mainland China, Hong Kong, Macao, or Taiwan to use the "DL" brand, nor has it issued any products or authorized services in Mainland China. The company only has branches in Hong Kong, Shanghai, Singapore, and the San Francisco Bay Area. Any unofficial "DL" accounts and statements on online platforms, online groups, or internet platforms are illegal, and DL Holdings has taken legal action against any such illegal activities.
If you come across any such situations, please report them immediately to the local public security authorities.
The official website of DL Holdings, www.dl-holdings.com, and the official WeChat account "德林控股DL HOLDINGS" are the only sources of the company's information disclosure and news releases.
DL Holdings hereby declares that it is committed to protecting its brand and reputation and will not tolerate any fraudulent activities carried out in its name.
DL Holdings Group Limited
21st Dec, 2023
The official channels of DL Holdings are as follows:
Apart from the above official channels, the Group hereby reminds the public that any websites or messaging groups claiming to represent DL Holdings are not authorized by DL Holdings and are potentially involved in falsehood and fraud. It is crucial for individuals to remain vigilant and cautious about the authenticity and reliability of the relevant information. Individuals are strongly advised to exercise caution and be wary of any individuals or groups making claims of affiliation with DL Holdings, DL New Economy Research Institute, or posing as their employees.
If the public has encountered any suspicious incidents or has doubts about the person, platforms, websites or institutions associated with DL Holdings in mainland China or Hong Kong, please contact us via DL Holdings hotline (852) 3890 2900 or by sending an email to info@dl-holdings.com. Additionally, it is advisable to notify the local police authorities for further assistance.